Organizational Chart of Finra

Organigramme de Finra

www.finra.org

a 82 dirigeants
+1 415 217 1100

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CEO & Director

Robert Cook
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Chairman of the Board

Scott Curtis
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Director

Cyrus Amir-Mokri
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Director

Fabiola Arredondo
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Director

Deborah Bailey
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Director

Erin Baskett
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Director

Rostin Behnam
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Director

Tim Carter
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Director

James Crowley
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Director

Samir Deshpande
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Director

Bradford Eichler
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Director

Dan Gallagher
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Director

Peggy Ho
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Director

Maureen Jensen
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Director

Moira Kilcoyne
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Director

Wendy Lanton
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Director

Stephen Luparello
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Director

Derrick Roman
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Director

Gus Sauter
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Director

Eric Schimpf
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Director

Erik Sirri
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Director

Jennifer Szaro
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Director

Heather Traeger
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Director

John Vaccaro
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CFO

Todd Diganci
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Credentialing & Registration

D...
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Enterprise & Finance Solutio...

T...
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Enterprise & Finance Solutio...

C...
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Enterprise & Finance Solutio...

R...
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Enterprise & Finance Solutio...

J...
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Economist

J...
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Legal

H...
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Deputy Economist

L...
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Finance Innovation

H...
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CIO

S...
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Technology Operations & Serv...

R...
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Cyber Security & CISO

E...
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Delivery Services Technology

K...
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Application Platforms

K...
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Technology

I...
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Enterprise Delivery Services

M...
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Legal

R...
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Dispute Resolution Services

R...
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Financial & Operational Risk...

B...
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Compliance

N...
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Deputy Legal

P...
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Capital Markets

R...
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Market Services

S...
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Market Oversight

F...
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Market Regulation

H...
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Transparency Services

O...
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Regulatory Services Mgmt

G...
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Strategic Regulatory Engagem...

A...
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Market Investigations

S...
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Chief of Staff

N...
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Advanced Analytics

B...
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Regulatory Operations Program

S...
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Regulatory Operations

G...
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Finance Crimes Detection Pro...

O...
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Member Supervision

J...
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Risk Monitor & Member Superv...

O...
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Operations, Procedures & Sta...

D...
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Enforcement

B...
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Co-Head, Enforcement

J...
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Co-Head, Enforcement

T...
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Investigations

T...
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Board & External Relations

M...
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Corporate Communications

C...
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Government Affairs

C...
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Governance & Deputy Secretary

J...
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Int'l Affairs

G...
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Member Relations & Education

K...
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Audit

D...
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Ombuds

S...
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Audit

A...
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Audit

M...
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Hearing

M...
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Acting HR

S...
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HR Business Partner

K...
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HR Analytics & Operations

L...
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Talent Acquisition & Diversi...

A...
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Total Rewards

J...
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Actualisé avr. 21, 2026
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